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CSDR consultation responses show majority in favour of buy-ins becoming voluntary

19 March 2021 Belgium
Reporter: Maddie Saghir

Responses from the consultation, which ran from 8 December last year to 1 February this year, also showed that 14 respondents requested the buy-in regime be retained while 26 either did not respond or were neutral

Second GameStop hearing to focus on securities lending disclosure proposals

17 March 2021 US
Reporter: Drew Nicol

Witnesses from brokers, market utilities and universities are expected to call for amendments to Regulation SHO, Dodd-Frank, and Form 13F, while pitching new concepts for reporting securities lending activities

Don鈥檛 get starstruck by celebrity-endorsed SPACs, SEC says

17 March 2021 US
Reporter: Alex Pugh

The US SEC鈥檚 investor advocacy division has sounded the alarm on celebrity-sponsored SPACs, following activist short seller accusations of soon-to-be-listed companies duping retail investors

Turkey amends securities finance and short selling rules

16 March 2021 Turkey
Reporter: Drew Nicol

The Capital Markets Board of Turkey has amended the ratio of open clearing positions, settlement of shares subject to gross settlement and scope and calculation of margin ratio for new collateral types

EU short selling disclosure threshold to reset

15 March 2021 France
Reporter: Drew Nicol

After just over a year the enhanced reporting requirement for short sellers will revert to its pre-COVID level of 0.2 per cent as of 19 March

Alliance of 14 trade body call for CSDR buy-in delay

12 March 2021 UK
Reporter: Drew Nicol

ISLA, ICMA and ISDA are among 14 trade bodies to renew calls for the buy-ins rules to be shelved until "essential" amendments are in place and to give in-scope entities more time to prepare

EC publishes CSDR inception impact assessment

12 March 2021 Belgium
Reporter: Maddie Saghir

The review, which will remain open until 5 April, will assess how well EU rules on central securities depositories are working

Maxine Waters fires warning shot over SLR exemptions

11 March 2021 US
Reporter: Alex Pugh

鈥淚t is past time that your agencies stop prioritising the wishes of Wall Street over the public good,鈥� Waters tells US regulators

US SEC considering post-GME short selling disclosures

10 March 2021 US
Reporter: Alex Pugh

The commission鈥檚 acting chair has written a letter to US senator Elizabeth Warren addressing her concerns over systemic market risks

Big gaps remain in LEI coverage, says associations

10 March 2021 UK
Reporter: Drew Nicol

The grace period for including third-country counterparty LEIs must be extended again beyond April to avoid a liquidity crunch and undermining SFTR data integrity, warn trade bodies including ISLA and ICMA

Final LIBOR wind-down begins

05 March 2021 UK
Reporter: Maddie Saghir

The FCA has confirmed that representative LIBOR rates will not be available beyond the dates set out, and publication of most of the LIBOR settings will cease immediately after these dates

SFDR: uncertainty lingers as deadline looms

03 March 2021 Belgium
Reporter: Alex Pugh

A week before the first go-live of SFDR, the securities lending market still lacks clarity of whether it falls in scope

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