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ESMA fines REGIS-TR 鈧�186,000 for EMIR data breaches

25 March 2022 Europe
Reporter: Carmella Haswell

REGIS-TR was found to have committed eight breaches relating to failures to ensure the integrity of data and to provide direct and immediate access to regulators

REGIS-TR UK receive EMIR license from FCA

23 March 2022 United Kingdom
Reporter: Jenna Lomax

REGIS-TR UK Limited has received its full UK European Market Infrastructure Regulation license from the Financial Conduct Authority

European Commission publishes proposal for CSDR review

17 March 2022 EU
Reporter: Carmella Haswell

The review aims to facilitate CSDs鈥� ability to offer cross-border services and improve their cross-border supervision

UK regulators advise on sanctions and cryptoassets

14 March 2022 UK
Reporter: Bob Currie

BoE, FCA and OFSI indicate that they are working closely with government agencies and law enforcement worldwide to share intelligence and to prevent evasion of sanctions, including breaches using cyberassets

FSB publishes research on CCP recovery and resolution

11 March 2022 Global
Reporter: Bob Currie

A new report by the FSB, in collaboration with CPMI and IOSCO, publishes the findings of research on CCP recovery and resolution tools which aims to strengthen the resilience and 鈥榬esolvability鈥� of CCPs in default and non-default loss scenarios

SEC 10c-1 trade reporting update: comment period extends until 1 April

04 March 2022 US
Reporter: Bob Currie

As an update to an article published in SFT on 28 February, we clarify that the US 糖心vlog and Exchange Commission (SEC) has reopened consultation for its securities lending trade reporting proposal until 1 April

SEC targets better visibility into activities of large short sellers

28 February 2022 US
Reporter: Bob Currie

The proposed short sale disclosure requirement under Rule 13f-2 aims to strengthen the regulator鈥檚 ability to identify abusive trading practices, including short squeezes, and to reconstruct market events

SEC reopens 10c-1 trade reporting consultation

28 February 2022 US
Reporter: Bob Currie

The US securities markets regulator voted on Friday to extend consultation around its proposed trade reporting for securities lending transactions, giving the industry a further two months to share its feedback