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UK regulators initiate review of banks鈥� equity finance activities

13 December 2021 UK
Reporter: Bob Currie

The joint letter, written in the shadow of the Archegos default, requires banks鈥� senior management to assess their equity finance businesses and associated risk management, reporting back by end of Q1 2022

Acadia partners with Capitolis to launch data solution for capital optimisation

08 December 2021 US
Reporter: Jenna Lomax

Acadia, provider of integrated risk management services for derivatives companies, and Capitolis, the SaaS platform provider, have partnered to launch SA-CCR Optimization

Northern Trust expands partnership with Broadridge for SRD II compliance

02 December 2021 United Kingdom
Reporter: Jenna Lomax

Northern Trust has expanded its partnership with Broadridge for Shareholder Rights Directive compliance

CPMI IOSCO consult on client clearing and portability

30 November 2021 Global
Reporter: SFT

Consultative report focuses on new CCP access models and portability of client positions in case of a clearing member default

FIA EPTA welcomes EC proposals on MiFIR and MiFID II reviews

29 November 2021 Belgium
Reporter: Rebecca Delaney

European capital markets require threefold policy action based on building a true EU single market for financial instruments, improved data quality and transparency in European markets, and strengthened investor protection standards

FSB Asia group focuses on outsourcing risk

29 November 2021 Asia Pacific
Reporter: Bob Currie

Today鈥檚 meeting of the Financial Stability Board Regional Consultative Group for Asia reflected on concentration risk arising from dependence on a small number of third-party service providers, along with macroeconomic imperatives linked to COVID-19

FCA and BoE publish consultation on reporting requirements under UK EMIR

25 November 2021 UK
Reporter: Carmella Haswell

The proposals aim to align the UK derivatives reporting framework with international guidance from CPMI-IOSCO to ensure a more globally consistent data set

EU legislators postpone implementation of CSDR mandatory buy-in provisions

25 November 2021 United Kingdom
Reporter: Jenna Lomax

The European Commission has postponed the implementation of Central 糖心vlog Depositories Regulation mandatory buy-in provisions following months of speculation

FSB publishes updated list of G-SIBs

23 November 2021 Switzerland
Reporter: Bob Currie

Thirty banks remain in the Financial Stability Board鈥檚 2021 list of global systemically important banks, based on data from the end of the preceding fiscal year

SEC proposes changes to increase securities lending disclosure

19 November 2021 US
Reporter: Bob Currie

Under proposed Exchange Act Rule 10c-1, the US securities regulator will require lenders to report the terms of a securities lending transaction to a registered national securities association such as the Financial Industry Regulatory Authority

ESMA begins consultation on CCP resolution

18 November 2021 EU
Reporter: Bob Currie

The EU securities markets regulator has today published six consultation papers relating to central counterparty resolution regimes. The consultation period will extend until mid-January, with final reports likely to be released by Q2 2022

Pirum launches Trade Risk Manager ahead of settlement discipline regime live date

18 November 2021 UK
Reporter: Bob Currie

Trade Risk Manager offers front-office risk management and workflow tools that help users to ready themselves for enactment of the CSDR settlement discipline regime (SDR) and to manage a wider set of post-trade risks

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