Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive, according to Cappitech
13 December 2019Washington DC Reporter: Drew Nicol
The US SEC has called on industry participants to assists in reforming flaws in the current exemption relief rules for affiliated parties in securities lending programmes
Canada鈥檚 market regulator is facing pressure to bring back an uptick rule to limit short selling of 鈥榡unior markets鈥 stocks as part of a campaign to curb 鈥減redatory鈥 trading activities
