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SimCorp's cloud-based SFTR reporting solution goes live

04 November 2019 London
Reporter: Drew Nicol

Investment management solutions provider SimCorp has thrown its hat into the ring of SFTR solutions with a cloud-based end-to-end reporting platform

Deutsche Boerse reshuffles management ahead of CSDR buy-in service launch

23 October 2019 Frankfurt
Reporter: Drew Nicol

Deutsche Boerse鈥檚 Eurex Repo and soon-to-launch CSDR buy-in agent service gain new management

OCC revamps regulatory oversight committee following SEC fine

21 October 2019 Chicago
Reporter: Maddie Saghir

The Options Clearing Corporation is ahead of schedule in its effort to rectify shortcomings in its risk management procedures that led to a $20 million fine by the US SEC early in the year

French withholding tax confusion to be resolved this year

16 October 2019 RMA 2019
Reporter: Drew Nicol

The French tax and regulatory authority is expected to publish new guidance by the end of the year to dispel market uncertainty around the country鈥檚 withholding tax on manufactured payments.

CMF: "SaaS solutions are key for reducing costs" speaker says

15 October 2019 Amsterdam
Reporter: Maddie Saghir

SaaS solutions can provide operational and economical workflow optimisation which will be a vital piece of the puzzle for reducing costs for regulations such as SFTR, says a Fleming Collateral Management Forum banking panellist

鈥淚鈥檓 a firm believer the regulator doesn鈥檛 give a stuff about millions of data fields,鈥� says panellist

01 October 2019 London
Reporter: Maddie Saghir

Panellists at ISLA鈥檚 Annual Post Trade Conference debated ESMA鈥檚 motives behind SFTR and CSDR and expressed fears of missing the implementation deadline

Leverage automation to avoid CSDR fines, says ISLA

30 September 2019 London
Reporter: Maddie Saghir

鈥淭he work undertaken by the CDSR working group has shone a light on legacy practices that were perhaps overdue for market review,鈥� Adrian Dale of ISLA says

Taskize reveals CSDR settlement discipline solution

24 September 2019 London
Reporter: Maddie Saghir

Euroclear, which owns a stake in Taskize, has extended its existing relationship with the fintech firm in order to also offer the CSDR settlement discipline solution to its clients

MiFID II research unbundling rules working well for investors

20 September 2019 London
Reporter: Jenna Lomax

The second Markets in Financial Instruments Directive research unbundling rules are working well for investors, according to the Financial Conduct Authority

EXCLUSIVE: Two-thirds of firms will not be fully ready for SFTR go-live, survey shows

17 September 2019 London
Reporter: Drew Nicol

Cappitech CEO Ronen Kertis said that the survey results indicate that some in the industry have not learned the lessons from navigating the builds for previous regulations and have continued to prepare in the eleventh-hour

Saudi Arabia鈥檚 CMA publishes draft CCP regulations

13 September 2019 Saudi Arabia
Reporter: Maddie Saghir

The CMA says this will contribute to introducing new securities classes and services to investors and guaranteeing the settlement and fulfillment of obligations of transactions parties

LEI registrations for SFTR must improve, says ISLA

11 September 2019 London
Reporter: Drew Nicol

ISLA noted that some EU jurisdiction showed good levels of asset issuer LEI coverage while others were lagging behind

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