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HSBC facilitates short selling transactions under the QFII scheme

04 January 2021 China
Reporter: Maddie Saghir

The first short selling transactions took place on 29 December marking the first time offshore investors could participate in margin financing and short selling transactions on the Shanghai and Shenzhen stock exchanges

Malaysia lifts short selling ban

31 December 2020 Malaysia
Reporter: Justin Lawson

Bursa Malaysia will lift its temporary suspension of short selling as of 1 January 2021

Brexit: UK sets out final SFTR, EMIR and MIFID II reporting rules

23 December 2020 UK
Reporter: Drew Nicol

The FCA has confirmed the final reporting rules post-Brexit but says it will not fine non-compliant firms that can show their homework

ESMA publishes final report under EMIR Refit

22 December 2020 France
Reporter: Natalie Turner

ESMA鈥檚 final EMIR Refit RTS largely reflect the original proposals included in the consultation paper and focuses on further harmonisation of the reporting requirements

ESMA grants DTCC Data Repository Ireland TR status under EMIR and SFTR

21 December 2020 UK
Reporter: Maddie Saghir

This registration is part of the DTCC Group strategy to ensure it continues to offer services to EU clients after the end of the Brexit transition period on 31 December 2020

EU鈥檚 lowered short selling reporting threshold renewed again

18 December 2020 France
Reporter: Drew Nicol

ESMA is maintaining the 0.1 percent net short position reporting threshold until March 2021, marking the second extension

BoE to decide if interest rates should go negative

17 December 2020 UK
Reporter: Natalie Turner

The Bank of England鈥檚 monetary policy committee is meeting today to determine whether negative interest rates should be introduced, while securities lending participants express concerns about the possibility of negative yields on cash collateral rei

South Korea to tighten penalties for illegal short selling

11 December 2020 South Korea
Reporter: Natalie Turner

Traders risk a year in prison and a $460,000 fine for naked short selling in South Korea, and must retain a five-year paper trail of borrowed securities under proposed amendments to capital market regulations

BoE grants CSDR licence to Euroclear UK & Ireland

08 December 2020 UK
Reporter: Maddie Saghir

This makes EUI the seventh and final CSD entity in the Euroclear Group to receive its licence

The final chance to fix CSDR鈥檚 settlement discipline regime is here

08 December 2020 Belgium
Reporter: Drew Nicol

Industry stakeholders have until 2 February 2021 to submit responses to the EC鈥檚 CSDR consultation, and face a tight timetable to make the changes in Q4 2021 before the settlement discipline regime鈥檚 February 2022 go-live date

Erste Group chooses deltaconX regulatory platform for SFTR and UK EMIR

07 December 2020 UK
Reporter: Natalie Turner

Erste Group has been using the deltaconX platform since July for SFTR and will now use it for EMIR UK

Deutsche Boerse completes Regulatory Reporting Hub sale to MarketAxess

01 December 2020 Germany
Reporter: Drew Nicol

The German exchange group will transition the hub鈥檚 clients to MarketAxess over the coming months and is committed to providing technical services until the migration is complete

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