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SFTR: Buy side start reporting


12 October 2020 London
Reporter: Drew Nicol

Buy-side members must begin reporting their SFTs from today as part of the third phase of implementation
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Morgan Stanley to pay $5 Million to SEC for Reg SHO violations


01 October 2020 Washington D.C.
Reporter: Drew Nicol

The US SEC order found that since Regulation SHO鈥檚 adoption in 2004 Morgan Stanley has 鈥渋mproperly relied on the exception to firmwide netting of all of its positions in a particular equity security through its use of the long and short units鈥
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ESMA confirms recognition of three UK CCPs post Brexit


30 September 2020 London
Reporter: Maddie Saghir

LCH, ICE Clear Europe, and LME Clear will be eligible to provide services in the EU after the end of the transition period following the withdrawal of the UK from the EU
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Thailand to lift short selling restrictions


22 September 2020 Thailand
Reporter: Natalie Turner

PASLA has welcomed the Stock Exchange of Thailand鈥檚 decision to remove the uptick rule on short selling from next month and are encouraging other Asian markets to follow suit
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ICMA updates SFTR recommendations


10 September 2020 London
Reporter: Natalie Turner

ICMA ERCC has published the fourth edition of its SFTR recommendations to account for "important lessons learned" since go-live in July