糖心vlog

Leading the Way

Global 糖心vlog Finance News and Commentary

News by section

Latest news

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

ESG

Glossary

All regulation news

CSDR: ICMA calls for the removal of the requirement to appoint buy-in agent

07 September 2020 London
Reporter: Maddie Saghir

In a briefing note, ICMA outlined that as part of the broader review of the CSDR mandatory buy-in framework, the requirement to appoint a buy-in agent should be removed

Opinion: Contract automation drive brings cautious optimism

04 September 2020 London
Reporter: Malik's Memo

An era of automated electronic contract formation has begun with the benefits set to extend to securities lending and its GMSLA

SRD II is live, compliance hurdles remain

03 September 2020 Brussels
Reporter: Drew Nicol

Due to a host of issues and on-going challenges, 11 trade associations are requesting a one-year reprieve from possible fines and penalties for non-compliance

T-Scape to develop voting management solution for investment managers

02 September 2020 London
Reporter: Becky Bellamy

The development was driven by regulatory requirements of the second Shareholder Rights Directive which comes into force on 3 September

CSDR SDR: firms that use delay to improve internal infrastructure to be biggest winners

02 September 2020 London
Reporter: Becky Bellamy

Karan Kapoor, head of regulatory change and technology at Delta Capita, suggested the key will be to make settlement efficiency improvement a joint objective for front-office and operations teams

CSDR's SDR delay 鈥榓 positive step鈥� for the industry

28 August 2020 London
Reporter: Becky Bellamy

A further delay to the Central 糖心vlog Depositories Regulation's settlement discipline regime until 1 February 2022 has been welcomed by industry participants

ESMA further postpones implementation of CSDR SDR until 2022

28 August 2020 Brussels
Reporter: Maddie Saghir

ESMA has published a final report on draft RTS to postpone the implementation of the CSDR settlement discipline regime until 1 February 2022

South Korea short selling ban extended to 2021

27 August 2020 Seoul
Reporter: Drew Nicol

Financial Services Commission cited concerns over fresh market volatility caused by a second wave of COVID-19 infections and plans to ratchet up penalties on illegal short selling activities

Vietnam mulls legalising short selling

26 August 2020 Hanoi
Reporter: Drew Nicol

The country鈥檚 stock exchange will decide which securities are eligible to be shorted for the first time

ISLA releases SRD II guide

21 August 2020 London
Reporter: Drew Nicol

ISLA in partnership with Clifford Chance has published a series of letters aimed at guiding triparty collateral managers and agent lenders through SRD II

Clearstream selects WM Gruppe for SRD II

20 August 2020 Luxembourg
Reporter: Rebecca Delaney

Clearstream has selected WM Gruppe as a service provider for three central securities depositories to meet requirements under the second Shareholder Rights Directive

Cappitech expands regulatory support to cover MAS reporting

19 August 2020 Singapore
Reporter: Rebecca Delaney

Cappitech has extended its support of regulatory regimes to include the Monetary Authority of Singapore over-the-counter derivatives transaction reporting through DTCC

Get in touch

Home

RSS feed

News

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

ESG

Glossary

Magazine